Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Evan Michael Moskowitz | 6820754 | 1 | 04/18/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Edward Kiley | 4388156 | 5 | 04/14/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lisa Hill-Millar | 1749429 | 3 | 04/12/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas John Udzielak | 5511676 | 1 | 04/07/2017 | Customer Dispute | Denied | $13,528.00 | $0.00 | See FINRA Report |
| Hector Miguel Gonzalez | 5756135 | 1 | 04/06/2017 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Ethan Bryce Turner | 5941565 | 1 | 04/04/2017 | Customer Dispute | Settled | $6,999.00 | $0.00 | See FINRA Report |
| Frank Wesley Morgan | 4804435 | 1 | 04/03/2017 | Customer Dispute | Settled | $9,949.60 | $0.00 | See FINRA Report |
| Vivian Liu | 2932562 | 1 | 04/03/2017 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| Paul James Dicostanzo | 4465121 | 1 | 03/31/2017 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| Christopher J Hill | 5220547 | 1 | 03/31/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |