Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Terri Corinne Hilley | 1896059 | 1 | 05/05/2017 | Customer Dispute | Settled | $96,251.00 | $0.00 | See FINRA Report |
| Philip Francis McGrath | 7220477 | 1 | 05/03/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sevak Gasparian | 7098027 | 1 | 05/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tara Selkov Klimes | 4146572 | 4 | 05/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jason Bernette Salvino | 7063979 | 1 | 04/28/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Theodore Jennens Walker | 6584720 | 2 | 04/28/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Shaun J Groneck | 5151175 | 1 | 04/27/2017 | Customer Dispute | Denied | $36,000.00 | $0.00 | See FINRA Report |
| Jennifer Marie Costa | 7448431 | 2 | 04/26/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rodney Carter Luery | 7219541 | 1 | 04/26/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Marquette D Smith | 7623104 | 1 | 04/20/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |