Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Roland Tshiyoyo | 6758263 | 1 | 06/09/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gianni Salvatore Salamone | 2829803 | 1 | 06/06/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Keegan T Coolbaugh | 7624967 | 1 | 06/06/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kenneth Calvird | 7037470 | 2 | 06/06/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lenz Rodmy Gutierrez | 5388628 | 1 | 05/31/2017 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Eric Anthony Piesnikowski | 5633548 | 1 | 05/30/2017 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Alfredo Samuel Vidrio | 4634816 | 1 | 05/21/2017 | Customer Dispute | Denied | $7,026.83 | $0.00 | See FINRA Report |
| Theodore Jennens Walker | 6584720 | 2 | 05/19/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jordan Swanner | 7587220 | 1 | 05/18/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kyle Scott Albahary | 7434629 | 2 | 05/11/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |