Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Garrick Ry Carter | 5575547 | 1 | 08/21/2017 | Customer Dispute | Denied | $43,838.90 | $0.00 | See FINRA Report |
| Chase Matthew St. Laurent | 7505664 | 1 | 08/21/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ryan Tyrrell Patrick | 5904654 | 2 | 08/10/2017 | Customer Dispute | Denied | $20,200.00 | $0.00 | See FINRA Report |
| Erik Jonathan Lizar | 6579445 | 1 | 08/10/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Ryan Shambach | 6994017 | 1 | 08/04/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alex Salas | 7584219 | 1 | 08/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Shant Rostamian | 6517124 | 1 | 07/31/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Lola Chung Danza | 6599237 | 1 | 07/28/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alexaundria Charisse Wade | 6823971 | 1 | 07/25/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jennifer Ann Moore | 6871767 | 1 | 07/21/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |