Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Hamasseh Pourhamzeh | 7147225 | 1 | 01/01/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Iviana Hornedo | 2913603 | 2 | 12/30/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Iviana Hornedo | 2913603 | 2 | 12/30/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Elizabeth Ann Rohrman | 5932702 | 1 | 12/29/2017 | Customer Dispute | Denied | $7,600.00 | $0.00 | See FINRA Report |
| Janet Marie O'Connell | 1917343 | 2 | 12/28/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Vera Lee Domini | 7580455 | 1 | 12/20/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Matthew Akins | 6033499 | 3 | 12/20/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Shawn Ryan Kenney | 7442522 | 3 | 12/16/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Janet Marie O'Connell | 1917343 | 2 | 12/13/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew James Harbinson | 6944981 | 2 | 12/07/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |