Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Remington Cooper | 5637069 | 1 | 04/09/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Riley Fultz | 6557697 | 3 | 04/03/2018 | Customer Dispute | Settled | $8,000.00 | $0.00 | See FINRA Report |
| Jennifer Ann Fagin | 5223832 | 1 | 03/29/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kirill Vladimir Leonov | 6069890 | 1 | 03/26/2018 | Customer Dispute | Settled | $8,840.00 | $0.00 | See FINRA Report |
| Erica Nicole Nathan | 6731156 | 3 | 03/21/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matiias Denmon | 7073251 | 2 | 03/17/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Anthony Walia | 2951490 | 2 | 03/17/2018 | Customer Dispute | Settled | $16,110.00 | $0.00 | See FINRA Report |
| Roz Paige | 5005347 | 1 | 03/12/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Andrew William Church | 5931210 | 1 | 03/11/2018 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| John Schenk Vandenberg | 6158603 | 1 | 03/09/2018 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |