Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Yara L Goldswell | 7543712 | 3 | 04/29/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Charles William Priest | 6783372 | 2 | 04/27/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jose Adrian Lopez | 6799686 | 1 | 04/26/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mike Steven Maurno | 6069472 | 1 | 04/24/2018 | Customer Dispute | Denied | $164,000.00 | $0.00 | See FINRA Report |
| Momin Abdullah Bajwa | 6480218 | 1 | 04/20/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Yara L Goldswell | 7543712 | 3 | 04/20/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Axel Montiel Medina | 7454868 | 5 | 04/17/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lonnie A Brink | 6579433 | 1 | 04/13/2018 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Garrett Brent Jensen | 6602365 | 1 | 04/10/2018 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Jason John Scott | 6552985 | 3 | 04/10/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |