Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sylvee Marie Tanner | 7038216 | 1 | 05/18/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Javel Luis Belen | 6132573 | 2 | 05/11/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ardarius Dalmond Singleton | 7537290 | 1 | 05/11/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Shawn Ryan Kenney | 7442522 | 3 | 05/10/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Scott Ralston | 2753784 | 1 | 05/07/2018 | Customer Dispute | Denied | $495,631.00 | $0.00 | See FINRA Report |
| Veronica Marie Vera | 6977231 | 5 | 05/04/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joe Jerome Valiquette | 2765375 | 1 | 05/03/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alexander Sydorak | 7457553 | 2 | 05/01/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Andres C Esquivel | 7844663 | 3 | 04/30/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mohamed Hasan Shamseddine | 6746783 | 1 | 04/30/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |