Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Craig Anthony Knight | 7264220 | 2 | 06/21/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joshua Aaron Spainhour | 7642013 | 2 | 06/19/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Eddie Joseph Reid | 5448817 | 2 | 06/18/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joshua Gram Spear | 7540585 | 2 | 06/18/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jose Juan Ramos | 7036687 | 1 | 06/11/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Andrew Choi Liss | 6362476 | 1 | 06/06/2018 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| Axel Montiel Medina | 7454868 | 5 | 06/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Melanie Marie Lee | 6614303 | 2 | 05/28/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Timothy S Yazawa | 6433727 | 1 | 05/22/2018 | Customer Dispute | Denied | $5,682.00 | $0.00 | See FINRA Report |
| Jackson Roger Robinson | 7097566 | 2 | 05/21/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |