Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Erica Nicole Nathan | 6731156 | 3 | 07/19/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jalyn Peterson | 6914350 | 1 | 07/18/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kellen Connor Gambeski | 5508244 | 1 | 07/13/2018 | Customer Dispute | Settled | $9,213.00 | $0.00 | See FINRA Report |
| Natasha Eldredge | 6999770 | 3 | 07/11/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Natasha Eldredge | 6999770 | 3 | 07/11/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Donald Anthony Canade | 2540434 | 3 | 07/02/2018 | Customer Dispute | Denied | $79,506.00 | $0.00 | See FINRA Report |
| Brian Matthew Akins | 6033499 | 3 | 06/30/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Noah Robert Smith | 7386002 | 1 | 06/25/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Daniel Dibiase | 6374246 | 1 | 06/21/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joshua Gram Spear | 7540585 | 2 | 06/21/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |