Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brandon Rex Carlisle | 5215666 | 1 | 08/07/2018 | Customer Dispute | Denied | $17,600.00 | $0.00 | See FINRA Report |
| Justin Allen Parisi | 5604816 | 1 | 08/02/2018 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Landon Christopher Boone | 7323404 | 4 | 08/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jennifer Marie Costa | 7448431 | 2 | 08/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Veronica Marie Vera | 6977231 | 5 | 07/31/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bobbi Jo Forrester Bass | 7322445 | 1 | 07/31/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Simmons | 4577825 | 1 | 07/31/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dwayne Leonard Walker | 7111311 | 2 | 07/30/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nicholas Michael Oconnor | 7648063 | 2 | 07/30/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Patrick Muaba Kapiamba | 7307740 | 2 | 07/19/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |