Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Fernando Set Degracia | 6233402 | 5 | 09/27/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Tejash Shah | 7159548 | 1 | 09/26/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Fernando Set Degracia | 6233402 | 5 | 09/25/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Haley Lynn Saalfeld | 7255758 | 2 | 09/23/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Javel Luis Belen | 6132573 | 2 | 09/21/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gbatoh Browne | 7265501 | 3 | 09/20/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brandon Blevins | 7732959 | 1 | 09/19/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jasmine Garrett | 6086744 | 1 | 09/19/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Everett George Oppel | 5570308 | 1 | 09/18/2018 | Customer Dispute | Denied | $24,000.00 | $0.00 | See FINRA Report |
| Heather Brountas | 3055206 | 3 | 09/18/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |