Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gbatoh Browne | 7265501 | 3 | 10/28/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Samuel Robert Garrabrant | 7582382 | 1 | 10/26/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Marissa Ortega | 7116090 | 6 | 10/26/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ritesh Mathur | 5827133 | 1 | 10/26/2018 | Customer Dispute | Settled | $8,000.00 | $0.00 | See FINRA Report |
| Jared Leon King | 4264614 | 1 | 10/25/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Timothy John Plush | 4810761 | 2 | 10/23/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jose MacAraeg Leoncio | 6101679 | 1 | 10/22/2018 | Customer Dispute | Denied | $49,181.00 | $0.00 | See FINRA Report |
| Daniel Sandoval Diaz | 7043323 | 2 | 10/22/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rebecca Anne Dauterive | 6908446 | 1 | 10/19/2018 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Andrew Burke Berry | 5449316 | 1 | 10/16/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |