Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ryan Kenneth Sharapata | 6969551 | 1 | 11/27/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Gene Leckington | 3018957 | 2 | 11/19/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jason Diaz | 7180453 | 1 | 11/19/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Andrew Oliver Karnes | 7322824 | 2 | 11/18/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Marissa Ortega | 7116090 | 6 | 11/07/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Hrini Karavasilis Sandoval | 5121585 | 2 | 11/06/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Buono | 4642507 | 1 | 11/05/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Scott Biernat | 3079574 | 2 | 10/29/2018 | Customer Dispute | Settled | $13,350.10 | $0.00 | See FINRA Report |
| Jonathan Paul Reheuser | 3050436 | 1 | 10/29/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Rainforth | 6503553 | 3 | 10/28/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |