Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Branden Pierce Woolery | 7282093 | 2 | 10/20/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Rainforth | 6503553 | 3 | 10/13/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Esrom Eyob Woldeghebriel | 7786839 | 2 | 10/13/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Gregory Thomas Morgan | 6920210 | 4 | 10/12/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rai-Leigh Alex Grant | 7344023 | 3 | 10/11/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Joseph McManus | 6907731 | 2 | 09/19/2023 | Customer Dispute | Denied | $13,588.60 | $0.00 | See FINRA Report |
| Tyler Brent Cardon | 5941154 | 1 | 09/14/2023 | Customer Dispute | Settled | $63,733.00 | $0.00 | See FINRA Report |
| Terry Allen Montoya | 5108671 | 3 | 09/12/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Resaish R Elliott | 6645508 | 2 | 09/11/2023 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Daniel James Michaelson | 5843528 | 1 | 09/06/2023 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |