Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Scott Bennett Levinson | 4664310 | 1 | 01/14/2019 | Customer Dispute | Denied | $16,320.00 | $0.00 | See FINRA Report |
| Colby Hann Bates Fugate | 7402472 | 1 | 01/10/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marissa Ortega | 7116090 | 6 | 01/06/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tristan Lee Heath | 7482869 | 1 | 01/03/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Philip Scott Lee | 5902008 | 1 | 01/03/2019 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Titus Anthony Moore | 7655381 | 1 | 01/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Meagan L Glancy | 7229121 | 3 | 12/31/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Chloe Wingate | 6837441 | 1 | 12/28/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kelly Patrick McDow | 6784558 | 1 | 12/24/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Osvaldo MacIas | 6272626 | 1 | 12/21/2018 | Customer Dispute | Settled | $27,709.00 | $0.00 | See FINRA Report |