Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Trevor Booth | 7474411 | 1 | 04/02/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jose Ismael Medina | 6411448 | 2 | 03/29/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Carson William Dean | 7624930 | 2 | 03/25/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher Michael Owens | 7196609 | 2 | 03/22/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christopher Michael Owens | 7196609 | 2 | 03/22/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Terence Robert Gross | 7110360 | 1 | 03/20/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jonathan Guerrero | 6979000 | 2 | 03/19/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nicolle Annette Niehaus | 7220511 | 3 | 03/18/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nicolle Annette Niehaus | 7220511 | 3 | 03/18/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Benjamin T Ratliff | 7085810 | 3 | 03/16/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |