Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nikita Duskey Lemon | 7343436 | 2 | 05/06/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Meagan L Glancy | 7229121 | 3 | 05/03/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Katherine Maranda Nash | 6816879 | 1 | 04/19/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Candida Alexis Sampson | 7595603 | 1 | 04/19/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Patrick Forrestall | 7368928 | 2 | 04/14/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Terry Allen Montoya | 5108671 | 3 | 04/12/2019 | Customer Dispute | Settled | $12,012.00 | $0.00 | See FINRA Report |
| Whitney Young Robinson | 5516081 | 1 | 04/11/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Max Demarius Jackson | 7383814 | 1 | 04/05/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas David Richer | 7418696 | 1 | 04/04/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Heather Lane Bell | 4802642 | 1 | 04/03/2019 | Customer Dispute | Denied | $18,834.00 | $0.00 | See FINRA Report |