Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Salvador Fernandez | 6914346 | 2 | 05/25/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Salvador Fernandez | 6914346 | 2 | 05/25/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Nicholas Sceusa | 6327030 | 3 | 05/24/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Angela Collins | 6130645 | 2 | 05/20/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Melanie Marie Lee | 6614303 | 2 | 05/17/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Ghio | 4025325 | 1 | 05/17/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Nikita Duskey Lemon | 7343436 | 2 | 05/14/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gary McDaniel | 5397719 | 1 | 05/13/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Nicholas Don Johnson | 5941872 | 1 | 05/13/2019 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Megan Leann Addison | 7648037 | 5 | 05/07/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |