Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Megan Marie Blum | 7277634 | 1 | 07/19/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Giroux | 7655633 | 2 | 07/17/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Peter Ninivaggi | 6158894 | 2 | 07/15/2019 | Customer Dispute | Settled | $89,055.00 | $0.00 | See FINRA Report |
| Michael Joseph Nienaber | 6664193 | 1 | 07/10/2019 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Samantha Shay Adkins | 6902943 | 1 | 07/10/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Nicholas Sceusa | 6327030 | 3 | 06/27/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joshua Aaron Spainhour | 7642013 | 2 | 06/24/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cliff C Sulcer | 5553302 | 1 | 06/19/2019 | Customer Dispute | Denied | $45,363.40 | $0.00 | See FINRA Report |
| Kellan Brand Whitaker | 7371921 | 2 | 06/03/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Meagan L Glancy | 7229121 | 3 | 05/28/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |