Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nancy Morales Sanchez | 6786922 | 5 | 09/05/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nancy Morales Sanchez | 6786922 | 5 | 09/04/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nancy Morales Sanchez | 6786922 | 5 | 09/04/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Blake Douglas | 6770892 | 7 | 08/30/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Wayne Payne | 7039348 | 1 | 08/28/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Keith Terron Dupree | 7011413 | 1 | 08/26/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Heather Brountas | 3055206 | 3 | 08/21/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Benjamin Clay Frazier | 7386011 | 4 | 08/05/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tan Tang | 7458634 | 1 | 08/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tameshia Lashelle Butler | 5779909 | 1 | 07/19/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |