Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Juan Pablo Acevedo | 6913208 | 1 | 10/29/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Angela Collins | 6130645 | 2 | 10/28/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Esrom Eyob Woldeghebriel | 7786839 | 2 | 10/23/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Martin | 7009011 | 1 | 10/21/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Deborah Durrant | 3193587 | 1 | 10/21/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Landon Christopher Boone | 7323404 | 4 | 10/18/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joshua Sean Ahlers | 7043893 | 1 | 10/18/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cody Aubry | 6459117 | 1 | 10/12/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alexander Sydorak | 7457553 | 2 | 10/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Craig Casazza | 7110381 | 1 | 09/28/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |