Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Dale Thompson | 3081023 | 1 | 01/15/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ashley Krienbuhl | 7069494 | 5 | 01/15/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ashley Krienbuhl | 7069494 | 5 | 01/15/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ashley Krienbuhl | 7069494 | 5 | 01/15/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ashley Krienbuhl | 7069494 | 5 | 01/15/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ashley Krienbuhl | 7069494 | 5 | 01/15/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Harry Fulchino | 4837308 | 1 | 01/12/2020 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Marguerita R Chapman | 2950897 | 4 | 01/10/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Courtney Tranay Massey | 7656167 | 1 | 01/06/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Osman Demir | 7305681 | 4 | 12/30/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |