Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nadia D Egas | 5723127 | 4 | 02/07/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nadia D Egas | 5723127 | 4 | 02/07/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Anthony W Hadd | 7894684 | 1 | 02/06/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Haley Lynn Saalfeld | 7255758 | 2 | 01/30/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Deanna Michele Savarese | 5508848 | 1 | 01/28/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jacob Hunter Gardner | 7210870 | 1 | 01/24/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Payton Allen | 7704338 | 1 | 01/24/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Osman Demir | 7305681 | 4 | 01/23/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Chelsea Morgan Hastings | 7219538 | 1 | 01/22/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Eric Gibbs | 2767474 | 1 | 01/20/2020 | Customer Dispute | Settled | $34,899.00 | $0.00 | See FINRA Report |