Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jonee Nekiesha Powell | 5492093 | 1 | 03/02/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ifeatu Mukosolu Okafor | 7751299 | 1 | 02/24/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ange Armel Bi Youan | 4756321 | 1 | 02/24/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ryan Schmitz | 7377735 | 1 | 02/20/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nicholas Michael Oconnor | 7648063 | 2 | 02/20/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cassandra Marie Holland | 6765916 | 1 | 02/20/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dane Anthony Scavone | 7250136 | 1 | 02/20/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Nelson Brodie | 1492095 | 2 | 02/18/2020 | Customer Dispute | Settled | $191,938.00 | $0.00 | See FINRA Report |
| Nadia D Egas | 5723127 | 4 | 02/07/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nadia D Egas | 5723127 | 4 | 02/07/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |