Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dustin J Speth | 4408762 | 1 | 03/31/2020 | Customer Dispute | Denied | $9,400.00 | $0.00 | See FINRA Report |
| Ryan J Baker | 6273930 | 1 | 03/26/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Michael Surella | 7265475 | 2 | 03/20/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffry Lane Drifmeyer | 6025704 | 2 | 03/19/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ryan Tyrrell Patrick | 5904654 | 2 | 03/17/2020 | Customer Dispute | Denied | $60,096.00 | $0.00 | See FINRA Report |
| Ryan Michael Gordon | 5174604 | 1 | 03/17/2020 | Customer Dispute | Denied | $150,000.00 | $0.00 | See FINRA Report |
| Sean Patrick Reardon | 5866819 | 1 | 03/12/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Asem Husein Hasan | 7230816 | 2 | 03/12/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Ray Provolt | 4370566 | 1 | 03/12/2020 | Customer Dispute | Settled | $75,962.00 | $0.00 | See FINRA Report |
| Mark Maldonado | 2494010 | 2 | 03/02/2020 | Customer Dispute | Denied | $250,000.00 | $0.00 | See FINRA Report |