Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jennifer Diane Duval | 7260022 | 1 | 04/21/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin Brian McCarthy | 6613153 | 5 | 04/15/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Benjamin T Ratliff | 7085810 | 3 | 04/14/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nicholas Edward Alencewicz | 6592314 | 1 | 04/14/2020 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Richard William Harrison | 6810926 | 1 | 04/11/2020 | Customer Dispute | Denied | $5,570.72 | $0.00 | See FINRA Report |
| Christopher Robert Allred | 5141719 | 2 | 04/10/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Donald Andrew Cross | 5746624 | 2 | 04/07/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin Brian McCarthy | 6613153 | 5 | 04/02/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin Brian McCarthy | 6613153 | 5 | 04/01/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Osman Demir | 7305681 | 4 | 03/31/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |