Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Melissa Barker | 7733969 | 1 | 04/30/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Amit Janak Patel | 6824526 | 4 | 04/28/2020 | Customer Dispute | Denied | $225,204.00 | $0.00 | See FINRA Report |
| Natasha Eldredge | 6999770 | 3 | 04/28/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin Brian McCarthy | 6613153 | 5 | 04/27/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Adam T Wilson | 5285349 | 1 | 04/27/2020 | Customer Dispute | Denied | $47,250.00 | $0.00 | See FINRA Report |
| Kevin R Alexander | 5804001 | 2 | 04/27/2020 | Customer Dispute | Denied | $31,632.20 | $0.00 | See FINRA Report |
| Lance Jonathan Campolong | 4168743 | 1 | 04/24/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Devin Tyler Barney | 7371923 | 1 | 04/23/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Glenn Roy Clark | 7669543 | 1 | 04/23/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Madison Renae Quattrochi | 7489131 | 1 | 04/22/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |