Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Rai-Leigh Alex Grant | 7344023 | 3 | 03/13/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Brian Richard Frakes | 6176006 | 4 | 03/12/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Johnny Johnson | 5127933 | 5 | 03/04/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Monica Eve Worcester | 5217370 | 4 | 02/22/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Aaron Gregory Schmeltz | 7615547 | 1 | 02/21/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Juan A Molina | 2451688 | 2 | 02/16/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Monica Eve Worcester | 5217370 | 4 | 02/15/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Brian Richard Frakes | 6176006 | 4 | 02/12/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Abigail Ruth Tilley | 7607443 | 1 | 02/09/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Pamela Michelle Calhoun | 4216320 | 3 | 01/26/2024 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |