Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Brian Smith | 7021170 | 5 | 06/30/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Brian Smith | 7021170 | 5 | 06/30/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Brian Smith | 7021170 | 5 | 06/30/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Hardy Hodges | 4952582 | 1 | 06/29/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nicholas Hyames Fasano | 6978368 | 3 | 06/26/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Zachary James Popp | 6448303 | 5 | 06/25/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jay Steven Salamone | 3240435 | 1 | 06/25/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John L Rogers | 7305564 | 1 | 06/18/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Robert Allred | 5141719 | 2 | 06/16/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marissa Ortega | 7116090 | 6 | 06/13/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |