Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nathaniel Brian Spangler | 6188007 | 1 | 07/20/2020 | Customer Dispute | Denied | $19,000.00 | $0.00 | See FINRA Report |
| Brian Nicholas Smith | 7270051 | 1 | 07/17/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mathew Thomas O'Brien | 7433138 | 2 | 07/17/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Anthony Huber | 7229174 | 1 | 07/14/2020 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Zachary James Popp | 6448303 | 5 | 07/13/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Brian Smith | 7021170 | 5 | 07/13/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Brian Smith | 7021170 | 5 | 07/10/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Anthony E Quinn | 7071915 | 1 | 07/07/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dylan Menard | 7859759 | 1 | 07/03/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Yazan Muhanned Abu-Hijleh | 7322863 | 1 | 06/30/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |