Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Roberto Salas | 6677099 | 3 | 09/01/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Roberto Salas | 6677099 | 3 | 09/01/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Clareese Magen Hoxha | 7815949 | 2 | 08/31/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alexis Katherine Searles | 7315449 | 2 | 08/31/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Roberto Salas | 6677099 | 3 | 08/31/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Chaundra Angela Cabrera | 5619581 | 1 | 08/27/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Blake Douglas | 6770892 | 7 | 08/27/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Osman Demir | 7305681 | 4 | 08/25/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Neal Bhatia | 7448410 | 3 | 08/24/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Neal Bhatia | 7448410 | 3 | 08/24/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |