Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Colin Chesbrough | 6711266 | 2 | 11/18/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Andrew Oliver Karnes | 7322824 | 2 | 11/08/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jacob Sickler | 6915193 | 1 | 10/27/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sara Christine Bevilacqua | 7287060 | 1 | 10/19/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Branden Jamel Shaw | 7012955 | 1 | 10/19/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Moses L Francis | 4026577 | 1 | 10/15/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Morgan Brittany Smiddy | 7454758 | 1 | 10/14/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nicholas Ryan Yocum | 7307715 | 1 | 10/13/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rick Latu | 5867061 | 1 | 10/09/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Pablo Enrique Salinas | 5915248 | 1 | 10/08/2020 | Customer Dispute | Denied | $46,000.00 | $0.00 | See FINRA Report |