Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Janelle Crowther | 7613697 | 1 | 01/24/2021 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gina Marie Ferri | 7586321 | 1 | 01/18/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Abhay Nair | 5819511 | 1 | 12/22/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Zachary James Popp | 6448303 | 5 | 12/16/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Vivian Herding Griffith | 4235014 | 1 | 12/14/2020 | Customer Dispute | Denied | $369,124.00 | $0.00 | See FINRA Report |
| Jessica Dawn Meyer | 7587344 | 1 | 12/11/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Alexander Palumbo | 6587740 | 1 | 12/07/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Seddrick Maurice Robinson | 7276200 | 2 | 11/27/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Timothy Mark Glaser | 3030625 | 1 | 11/24/2020 | Customer Dispute | Settled | $93,956.00 | $0.00 | See FINRA Report |
| Christopher Michael Meadows | 4378242 | 1 | 11/20/2020 | Customer Dispute | Settled | $165,000.00 | $0.00 | See FINRA Report |