Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael David Spiro | 2718933 | 1 | 08/26/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Zachary James Popp | 6448303 | 5 | 08/18/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nina Shante Dearwater | 5897739 | 1 | 08/18/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Myles Christopher Mattson | 7076835 | 3 | 08/18/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Adam Alexander Baldridge | 6748815 | 1 | 08/17/2021 | Customer Dispute | Closed-No Action | $6,000.00 | $0.00 | See FINRA Report |
| Rui Mao | 7385950 | 1 | 08/17/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniella Quintero | 7175947 | 1 | 08/17/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Xiaobing Li | 7127566 | 3 | 08/09/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Xiaobing Li | 7127566 | 3 | 08/09/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Xiaobing Li | 7127566 | 3 | 08/09/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |