Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jasmine Pratt | 5997784 | 2 | 11/12/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jordan Clifford Bailey | 6346991 | 1 | 11/09/2021 | Customer Dispute | Closed-No Action | $26,660.00 | $0.00 | See FINRA Report |
| Milton McClain | 7452402 | 2 | 11/09/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sean Andrew Okeefe | 7606618 | 1 | 10/28/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tunisia Philpot McCray | 4233796 | 1 | 10/27/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Irina Pozdnyakova | 7692103 | 1 | 10/21/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jonathan Penoyer | 7293440 | 2 | 10/20/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Erica Marie Hubert | 6890574 | 4 | 10/10/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mike Stephen Green | 5489425 | 2 | 09/30/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Erica Marie Hubert | 6890574 | 4 | 09/27/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |