Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Veronica Marie Schreiver | 4160520 | 1 | 06/24/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lindsey Shaffner | 4748729 | 1 | 06/12/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Aayush Kumar | 6914691 | 1 | 06/10/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kerri Melissa McLean | 6170598 | 1 | 06/07/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kevin Gerard O'Callahan | 7320705 | 1 | 06/07/2024 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gurpreet Singh | 7194092 | 1 | 06/05/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Heivaha Ongoongotau | 4057775 | 1 | 05/28/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Davis K Klund | 7428197 | 1 | 05/26/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Andres C Esquivel | 7844663 | 3 | 05/21/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tyler Heath Askey | 7069937 | 1 | 05/09/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |