Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Patrick W Norris | 5119082 | 1 | 03/25/2022 | Customer Dispute | Settled | $23,571.10 | $0.00 | See FINRA Report |
| Hunter Stewart Estrada | 7580421 | 1 | 03/25/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kurtis Aaron Foden | 7567907 | 1 | 03/24/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeremiah Paul Andryusky | 7507956 | 2 | 03/23/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Teresita Ford | 6934951 | 1 | 03/23/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christopher Scott Czanstke | 6956214 | 1 | 03/23/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Cody A Mason | 5184163 | 1 | 03/21/2022 | Customer Dispute | Denied | $16,000.00 | $0.00 | See FINRA Report |
| Dorline Avila Gay | 7553352 | 1 | 03/15/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Taylor Derrick | 7539591 | 1 | 03/11/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Amit Janak Patel | 6824526 | 4 | 03/06/2022 | Customer Dispute | Denied | $19,391.90 | $0.00 | See FINRA Report |