Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jonathan Hart | 5455460 | 3 | 04/07/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Roth Levene | 1134801 | 2 | 04/05/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Patrick Forrestall | 7368928 | 2 | 04/04/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rebecca Lorian Krauss | 7456082 | 2 | 04/04/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Eddie Joseph Reid | 5448817 | 2 | 04/01/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christopher Alexander Thompson | 5379509 | 2 | 03/31/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Osmar Hernandez | 5378573 | 1 | 03/29/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Erick Michaelson | 6280804 | 3 | 03/28/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeremiah Paul Andryusky | 7507956 | 2 | 03/25/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ivey Loraine Yonnie | 7498254 | 1 | 03/25/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |