Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alan E Shenker | 1343413 | 1 | 02/27/1992 | Customer Dispute | Award / Judgment | $82,784.00 | $21,714.00 | See FINRA Report |
| Martin Lee Cuilla | 2638569 | 1 | 10/12/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kristi Lynn Tomlinson | 4173491 | 1 | 09/06/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Pharoah Thompson Neves | 2796076 | 2 | 05/03/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brandon Beijan Fallahi | 4781326 | 1 | 04/26/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Eric Hart | 7777477 | 1 | 02/05/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kenneth Eugene Williams | 5124621 | 1 | 02/05/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Anthony Vincent Cavallo | 6530615 | 1 | 08/06/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John P Dunn | 2510088 | 1 | 07/29/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Cecilia Edna Anthony | 6980030 | 1 | 07/11/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |