Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew Wesley Wells | 4775926 | 1 | 02/26/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Peg Davidson | 1737573 | 1 | 02/20/1996 | Customer Dispute | Settled | $68,369.00 | $0.00 | See FINRA Report |
| Zebulah M Houston | 4559253 | 2 | 12/09/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Delano Chris Balter | 4861687 | 1 | 10/11/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Zebulah M Houston | 4559253 | 2 | 07/28/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Colleen Leanne Peterson | 2785398 | 1 | 06/20/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Randall Shawn Corwin | 2205099 | 1 | 02/01/1995 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Peter Arpin | 4602151 | 2 | 01/13/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Francis Griffith | 2208924 | 1 | 01/06/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Glynda Ann Dennis | 2742520 | 2 | 01/04/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |