Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Clair Zents | 4957779 | 1 | 10/31/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael J Rivera | 4428482 | 1 | 10/12/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael James Musashi Jenkins | 7586313 | 2 | 09/30/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher Faulkner Jones | 2078059 | 1 | 09/01/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jason Vance Webb | 5504021 | 2 | 07/22/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Brian Whitfield | 4123308 | 2 | 07/12/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Sage Tomlin Bahre | 2369132 | 3 | 04/30/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Aaron William Graves | 5539635 | 1 | 04/30/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Valentino Ramos | 5265816 | 1 | 03/28/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jason Vance Webb | 5504021 | 2 | 03/21/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |