Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Paul Charles Fragakis | 1559036 | 2 | 12/01/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Ronald Gangemi | 1840139 | 1 | 11/07/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Donald Anthony Canade | 2540434 | 3 | 11/04/1997 | Customer Dispute | Closed-No Action | $124,000.00 | $0.00 | See FINRA Report |
| Ryshiem Henderson | 3224155 | 1 | 10/27/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Derek A Nichols | 5246641 | 1 | 10/21/1997 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Christopher Michael Greenlaw | 4423894 | 1 | 10/21/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jesse Wayne Puckett | 4702208 | 1 | 10/10/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Derek James Scearce | 4763536 | 1 | 10/04/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Paul Charles Fragakis | 1559036 | 2 | 08/22/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Terry Donald Verax | 2888085 | 1 | 08/22/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |