Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Donald Anthony Canade | 2540434 | 3 | 06/12/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Nicholas Andrew Trevino | 2056957 | 4 | 05/29/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Staci J Rector | 4215860 | 4 | 03/26/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Staci J Rector | 4215860 | 4 | 03/25/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Staci J Rector | 4215860 | 4 | 03/22/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Staci J Rector | 4215860 | 4 | 03/20/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Nicholas Andrew Trevino | 2056957 | 4 | 03/18/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Lisa Rae Dagner | 6222622 | 1 | 02/28/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Eric A Tallon | 4851171 | 1 | 12/29/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Shannon Michelle Gregg | 2758883 | 1 | 12/18/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |