Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Tyler Robbio | 7788048 | 1 | 07/21/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jason Enriqu Guevara-Martinez | 6918772 | 3 | 07/20/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jacob Ronald Defrance | 7069487 | 1 | 07/18/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Patrick Muaba Kapiamba | 7307740 | 2 | 07/07/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Ariel Alexis | 7428010 | 1 | 06/22/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Salal Mustafa Shaikh | 7563749 | 6 | 06/22/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jose Antonio Valle | 4551456 | 1 | 06/21/2022 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| John Paul Marrotte | 7606716 | 1 | 06/20/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alhajie Kwasi Dumbuya | 7278592 | 2 | 06/13/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Vu Kim Le | 6375752 | 1 | 06/02/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |