Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Sean Towles | 3093428 | 1 | 09/07/2022 | Customer Dispute | Denied | $600,000.00 | $0.00 | See FINRA Report |
| Ena Aileen Gillin | 7441036 | 1 | 09/01/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephanie Agwu | 7418717 | 1 | 08/30/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gary Michael Rivano | 5104768 | 1 | 08/18/2022 | Customer Dispute | Denied | $15,918.10 | $0.00 | See FINRA Report |
| Zachary James Popp | 6448303 | 5 | 08/15/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Luke Michael Strain | 7633938 | 2 | 08/10/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Amber Nicole Norris | 7546237 | 1 | 08/08/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Craig R Kapp | 2314109 | 1 | 08/08/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Collin Calabrese | 6048930 | 2 | 07/28/2022 | Customer Dispute | Denied | $11,100.00 | $0.00 | See FINRA Report |
| Juan Alberto Reynoso | 7606605 | 1 | 07/26/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |