Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Patrick Quinn Gority | 5805090 | 1 | 05/05/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Allan Ebenal | 4092708 | 1 | 05/03/2011 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Vourdanne Ignegongba | 7497710 | 1 | 05/02/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gary Ray Wheeler | 2150603 | 1 | 04/11/2011 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |
| Ryan Michael Weinzierl | 5633301 | 1 | 03/28/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jeff Paul Leclerc | 6118826 | 1 | 03/27/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Francis John Gorman | 5780991 | 1 | 02/20/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Neal Eugene Lewis | 2973521 | 2 | 02/16/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey R Leichman | 4597292 | 2 | 02/16/2011 | Customer Dispute | Denied | $11,800.00 | $0.00 | See FINRA Report |
| Heath Aaron Strasser | 5145413 | 1 | 01/07/2011 | Customer Dispute | Settled | $28,000.00 | $0.00 | See FINRA Report |