Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dustin Duff Glass | 6592387 | 1 | 12/23/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Daniel Templeton Kichline | 2871269 | 1 | 11/17/2011 | Customer Dispute | Denied | $7,107.50 | $0.00 | See FINRA Report |
| Alex Vernon West | 6686302 | 1 | 11/07/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Foster Ofori Kyei | 6479268 | 3 | 10/07/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Charles Andrew Cristin | 5426664 | 1 | 08/21/2011 | Customer Dispute | Denied | $10,892.20 | $0.00 | See FINRA Report |
| Sammy Junito Carrasquillo | 5084216 | 2 | 08/08/2011 | Customer Dispute | Denied | $19,902.40 | $0.00 | See FINRA Report |
| Joshua Aaron Maddux | 2422335 | 1 | 08/08/2011 | Customer Dispute | Settled | $427,000.00 | $0.00 | See FINRA Report |
| Joseph Riley Fultz | 6557697 | 3 | 06/10/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Peter Joseph Hankes | 4466894 | 1 | 06/01/2011 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Abraham A Aviles | 6534685 | 1 | 05/27/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |