Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Scott Dennis Doucet | 4487401 | 1 | 09/19/2012 | Customer Dispute | Pending | $50,000.00 | $0.00 | See FINRA Report |
| Garren Schultz | 7826232 | 2 | 09/05/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kevin Ryan Chasteen | 6753738 | 1 | 08/25/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Steven Alexander Myers | 7073631 | 1 | 08/12/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kevin Lloyd Sims | 6572829 | 1 | 08/02/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Suzanne Y Mui-Good | 7221935 | 1 | 07/19/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Justin A Guerra | 4976390 | 1 | 07/10/2012 | Customer Dispute | Denied | $8,614.61 | $0.00 | See FINRA Report |
| David Park | 4969443 | 1 | 06/11/2012 | Customer Dispute | Denied | $9,140.00 | $0.00 | See FINRA Report |
| Andrew Mark Goodman | 6389521 | 1 | 06/09/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Neal Eugene Lewis | 2973521 | 2 | 05/03/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |