Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Ray Lung | 4367871 | 1 | 02/20/2013 | Customer Dispute | Settled | $245,588.00 | $0.00 | See FINRA Report |
| Arjun Vijay Suthar | 6746666 | 1 | 01/25/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Lizbeth Guadalupe Menjivar | 7125315 | 1 | 01/10/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Scott A Ficalora | 5526414 | 1 | 12/17/2012 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Robert Scott Adams | 2928487 | 1 | 12/10/2012 | Customer Dispute | Denied | $91,979.50 | $0.00 | See FINRA Report |
| Christopher James Laymon | 3253393 | 1 | 12/10/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Tyler Dowling | 7691490 | 1 | 11/30/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Patrick O'Neal Hall | 5840334 | 1 | 11/23/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Aaron Troy Williams | 4773400 | 2 | 11/16/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Bethany Ann Christianson | 7664395 | 1 | 10/24/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |